An important aspect of the Trust Algorithm is processing the SEC Form ADV Part 1 filing of each Registered Investment Advisor (RIA). Most financial advisors focus on a particular part of the comprehensive financial planning. Your response will be removed from the review – this cannot be undone. Our Team. Why ask? Your team or company wants you to bring in money. How do you mitigate them? Terrible processes and procedures, limited training, very unorganized, I have been working at Equitable Advisors full-time for more than a year, Strong Leadership and great company culture, I have been working at Equitable Advisors full-time for more than 5 years. Explore popular careers in AXA. Products are sold through financial advisors for AXA Equitable across the country. Any data inaccuracies, please contact our team. phone As a result, we do not support personal reviews on the site. While Equitable Advisors advises clients across a variety of portfolio sizes, the average client balance is currently $396,760. Investment firm pros and cons. Will any of my assets be invested in those products? Below is a list of our equity positions: Real Estate. AGE-2991216 (03/20) (Exp. Equitable Advisors is a Florida Fictitious Name filed on September 30, 2019. This firm recommends securities that they may have recently taken public or otherwise have controlling interest over. EQ Bank came out with astounding HISA (high interest savings account) rates a few years ago and I kept waiting for them to decrease their rate, thinking that it was a promotional rate like Tangerine or a rate that was ‘too good to be true’. Key Functions within the Paperless board meeting software […] announcement Your firm or an advisory affiliate has previously been fined or ordered to cease and desist activity by the SEC or CFTC. The Equitable Life Assurance Society is a subsidiary. Will anyone that was involved be involved with my accounts in any capacity? How you go about that is up to you. Equitable Advisors employs more than 3,500 advisors, and some of these advisors have earned professional certifications. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. While this often can be seen as "eating your own cooking," there are several inherent conflicts that can arise. AXA Reviews by Location. The SEC, nor FINRA, tracks portfolio performance metrics for the financial planning industry. Will any of my assets be invested in those products? © 2020 Reink Media Group LLC. Salaries, reviews and more - all posted by employees working at Equitable Advisors. How many times did it occur? Name(s): AXA Equitable Life Insurance Company, AXA Distributors, LLC., AXA Advisors, LLC., MONY Life Insurance Company of America, AllianceBernstein, LP. After checking the disciplinary records of Equitable Advisors, our system has identified the following question(s) to ask. This firm recommends proprietary investments and products that could generate larger commissions than other similar non-proprietary products. The goal of a financial advisor is to review your personal finances and work with you to achieve your life goals, e.g., saving for retirement, by creating a comprehensive financial plan. Will anyone that was involved be involved with my accounts in any capacity? Follow Add a Review. Equitable Advisors invests in companies looking for capital for start-up, expansion, acquisitions and growth. Equitable Advisors is the brand name of AXA Advisors, LLC (member FINRA, SIPC), an equal opportunity employer- M/F/D/V. Equitable Advisors is the brand name of AXA Advisors, LLC (Member FINRA, SIPC) Securities offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Find Financial Advisor Broker Promotions “Item 11 Disclosure Information” contains a list of valuable disclosures that are relevant for Americans. Complete the fraud form on this page. Equitable Advisors, registered in 1978, is a Registered Investment Advisor (RIA) in 49 state(s) with a licensed staff of 3,499 advisors. December 4th, 2020. announcement The SEC, CFTC, or another regulatory agency has previously entered an order against your firm or an advisory affiliate in connection with an investment-related activity. Is AXA Equitable scam or a good financial company? This firm recommends proprietary investments and products that could generate larger commissions than other similar non-proprietary products. What happened? This relationship could introduce bias where a firm and its advisors may push those products over others that may have a more favorable performance with which they are not affiliated. After checking the regulatory records of Equitable Advisors, our system has identified the following question(s) to ask. announcement A regulatory agency has previously denied, suspended, or revoked your firm’s or an advisory affiliate’s registration or license or otherwise restricted their activities. 334 Equitable reviews. Nevertheless how safeguarded and purposeful is your a digital communication along with the board associated with directors? The perfect software will be able to improve the two safety as well as efficiency. What happened? As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Part of Equitable. Will anyone that was involved be involved with my accounts in any capacity? When? Our Portfolio. In total, Equitable Advisors manages $17,885,170,894 in assets. This firm recommends securities that they may have recently taken public or otherwise have controlling interest over. This type of software is typically the BoardRoom. Learn how to enable cookies. To find legit student loan help in the student loan assistance industry, here’s a roundup of the companies borrowers are searching for. Equitable Advisors is a strategic and opportunistic group of investors and advisors that helps entrepreneurs take their businesses to the next level. Seascape Capital Management, Procore Advisors, Joel Isaacson & Co, ETF Portfolio Partners. 10 were here. announcement Do you accept soft-dollar benefits? Insurance and annuity products of Equitable Financial Life Insurance Company and of various unaffiliated carriers offered through Equitable Network, LLC (Equitable Network Insurance Agency of California, LLC; Equitable Network Insurance Agency of Utah, … Why ask? When? Visit Site A free inside look at company reviews and salaries posted anonymously by employees. announcement Your firm or an advisory affiliate was previously found guilty of making false statements or omissions by the SEC, CFTC, or another regulatory agency or organization. Why ask? 34 Benefits. Oakwood & Oak Forest Townhomes . This could also limit the number and diversity of investment options available to you and may impact their transferability. Equitable Advisors Client Types and Minimum Account Sizes. announcement Your firm or an advisory affiliate has previously been found guilty of violating a regulation or statute by a domestic or foreign court, the SEC, CFTC, or another regulatory body or commodities exchange. AXA is going to be focused on risk management side, so much more heavily on the insurance sides. investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. AXA Advisors . Equitable Advisors is the brand name for AXA Advisors, LLC. This firm has marked in their disclosures that they trade recommended securities. How do you mitigate conflicts that arise from managing accounts with differing fee structures? Learn more. By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). They offer a tremendous amount of support and the training is far superior to any other firm I've seen. The firm also offers a variety of financial, investment advisory and planning services through AXA Advisors, LLC. Why ask? Our system found no other disciplinary questions to ask. Phone: (212) 554-1234. All requests for updated information should also be reported directly to the SEC and/or FINRA. View Portfolio. How many times did it occur? How many times did it occur? For data support, email "support@investor.com". Do not be afraid to ask how much they will earn from the product or what other non-proprietary options are available. computer Print Report, Is this your firm? Our system found no other conflict questions to ask. Annuity and insurance products offered through AXA Network, LLC and its insurance agency subsidiaries. For example, front running is when a financial professional buys or sell securities ahead of their client. Financial Advisor. announcement Regulatory disclosures state that your firm sells proprietary investments and products. compensation-related conflicts of interest, Attorney/Accountant Authorization Revocation – SRO, Business License Revocation - Other Regulatory Agencies, False Statements or Omissions - Other Regulatory Agencies, Order Entered - Other Regulatory Agencies, Regulation Violations - Other Regulatory Agencies. What happened? E-mail us at: ReportFraud@equitable.com; Mail. And individuals are not the only ones who can benefit from their policies. When? 747 Salaries. If you prefer to make these types of decisions with personal attention from informed employees and advisors from Axa Equitable, you can use their website to either find the best way to contact them or to find a local office in your area where you can speak to someone in person. 212-314-4600 What happened? Views: 621 (trailing six months). Please provide me a list of the products and a summary of how much you earn from them. Financial advisors focus primarily on money management, including investments like stocks, ETFs, and mutual funds. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their retail clients. Some firms receive these fees as payments, which creates an incentive to promote them. Massive company, dominating market share, offers many different types of investment options, plenty of external support from various internal but offsite call centers. Call the Fraud Hotline: (212) 314-6600; Call the Ethics Hotline: (844) 977-0471; Internet. While this may seem like an attractive compensation structure to ensure your advisor is making your money work for you, often, the managers of those products are incentivized to take inappropriate risks to beat their performance benchmark. Apply for Trusted badge | This is the best company I have ever worked for. Learn more. Terms of Use | Disclaimers | Privacy Policy. How many times did it occur? Website: https://us.axa.com. New York, NY (184) Charlotte, NC (95) Syracuse, NY (68) Chicago, IL (63) Jersey City, NJ (56) See more AXA reviews by location . Annuity and insurance products offered through Equitable Network, LLC, which conducts business in CA as Equitable Network Insurance Agency of California, LLC, in UT as Equitable Network Insurance Agency of Utah, LLC, and in PR as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. 12b-1 fees increase the total annual cost of owning a mutual fund with no guarantee of higher returns. Firms that receive a 4.5 or 5-star rating are considered Trusted by investor.com. Equitable Advisors invests in companies looking for capital for start-up, expansion and growth. 434 Jobs. 03/22) Mission: Equitable Advisors is an established financial services leader, helping clients reach their goals through investment services, risk management and financial planning. Will anyone that was involved be involved with my accounts in any capacity? Phone. When? With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com’s Trust Score algorithm or review process. If you suspect that the Equitable or Equitable Advisors brands are being used by someone perpetrating a fraud, don’t keep it to yourself. These include certified financial planner (CFP), chartered financial consultant (ChFC) and chartered life underwriter (CLU). All of my money is gone. Then you sit at a crappy desk and are expected to cold call all day and set up meetings for your manager, which by the way he yells at you if you don't get enough meetings. Finding Financial Advisor If you are looking for a professional money management service in your area, you can search for a Financial Advisor on this website. Contact us immediately. The company's filing status is listed as Active and its File Number is G19000106651. 1.5k Reviews. I retired with 35 years with the school board and have never been treated the way I am here. For instance, research has shown that mutual funds that use incentive fees take on more risk that funds that do not, and tend to double down and increase their risk following a poor performance. What happened? 675 Interviews. announcement Do you offer products that have performance-based fees, or do you accept performance-based fees? ". To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. Copyright © 2008–2020, Glassdoor, Inc. "Glassdoor" and logo are registered trademarks of Glassdoor, Inc. { "isFollowing": false, "isEEPActive": false, "isEiHeaderFollowBtnDos2Enabled": false }, Current Employee - Financial Professional, "I have been working at Equitable for a little over 5 years! Find out more about AXA Equitable life insurance, including consumer complaints, coverage options and how it compares to other life insurers. Will anyone that was involved be involved with my accounts in any capacity? Firm’s/Financial Professional’s investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the “Personal Bio,” “Certifications,” and/or “Investment Philosophy” portions of the profile page. They are available directly to individuals as well as through employers; group benefits products differ from what is offered directly to the public. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds, cross-selling of commissioned insurance products, and the sale of proprietary investment products. Securities offered through Equitable Advisors, LLC, NY, NY (212) 314-4600, member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Why ask? announcement Do you perform side-by-side management? The principal is Corbin Brent Bogeajis from Mt Dora FL. announcement Do you offer mutual funds that have 12b-1 fees? It is definitely a difficult career, however, I have worked at multiple firms and AXA truly gives you the best possible chance to succeed. The company's principal address is 3723 Lake Center, Mt Dora, FL 32757. Equitable Advisors. All of these conflicts can negatively impact clients via hidden fees and overall higher costs. 75 Photos. Whether it's risk management or asset accumulation. Equitable Advisors manages $17.9 billion and provides investment advisory services for 45,078 clients (1:13 advisor/client ratio). Then he tells you to build lists of people to call, which I had to find out from other new advisors, because my manager didn't help me with that. My husband worked for Axa for 77 weeks. announcement Which securities do you trade for yourself that you will also be recommending to me? Why ask? Overview Overview. *SEC data last verified 12/04/2020. Engaged Employer. Catchphrases, including "fee-only," can be helpful; however, Americans often get confused with competitors promoting "fee-based" in response. When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. Currently this firm is also a Broker-Dealer or is affiliated with one. As identified in SEC Form ADV Part 1, Item 11 “Disclosure Information”, the Trust Algorithm identified the following disciplinary disclosures for Equitable Advisors: Unfortunately, there is no single, uniform pricing standard for working with a financial advisor. Address: AXA Financial, Inc. 1290 Avenue of the Americas New York, NY 10104 . The upper management really care about you. announcement It appears you recommend securities that you or your affiliates underwrite or in which you serve as general or managing partner? I don't have anything I don't like about it. AXA Advisors customer reviews, complaints, and ratings. Checks take place monthly. When? What conflicts arise from this relationship? This typically occurs when firms manage mutual funds or hedge funds alongside smaller retail accounts. Modern enterprise is about speedy decision making. All rights reserved. I may never retire! Equitable Advisors offers financial advisor services in 49 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming. Item 11 Disclosure information ” contains a list of the Americas New York, NY 10104 benchmark typically. 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